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Hong Kong Financial License Application

Updated:2018-1-23 18:20:13    Source:www.tannet-group.comViews:146

Persons conducting business in regulated activities are generally required to be licensed or registered with the SFC. To carry out regulated activities, Tannet helps your company to apply for the licenses issued by SFC, Hong Kong Monetary Authority and other regulators like Joint Financial Intelligence Unit.

Schedule 5 to the SFO stipulates 10 types of regulated activity and provides detailed definition for each of them. These activities include:-
Type 1  Dealing in securities;
Type 2  Dealing in futures contracts;
Type 3  Leveraged foreign exchange trading;
Type 4  Advising on securities;
Type 5  Advising on futures contracts;
Type 6  Advising on corporate finance;
Type 7  Providing automated trading services;
Type 8  Securities margin financing;
Type 9  Asset management;
Type 10  Providing credit rating services.

Our Service
- Provide and customize all the required application documents;
- Make advice on permission configuration of the regulated activities;
- Fill in application form;
- Compile financial forecasts and calculator capital adequacy ratio;
- Submit application and assist in responding to the query of SFC.

Contact us
If you have further enquire, please feel free to contact Tannet at anytime, anywhere by simply visiting Tannet’s website, or calling Hong Kong hotline at 852-27826888 or China hotline at 86-755-82143512, or emailing to / 

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